SPF
Sorrento Pacific Financial, LLC ("SPF")
SMS / MMS Text Messaging Disclosures

Non-deposit investment products and services are offered through Sorrento Pacific Financial, LLC ("SPF") (Member FINRA / SIPC) and a SEC Registered Investment Advisor. Products offered through SPF: are not federally insured, are not guarantees or obligations of the bank, and may involve investment risk including possible loss of principal. Investment Representatives are registered through SPF. The bank has contracted with SPF to make non-deposit investment products and services available to bank clients.

Message and Data Rates may apply. The Frequency, timing and content of messages vary depending on account circumstances.

We respect your right to privacy. The SPF Privacy Policy may be accessed from the following webpage: www.spfprivacy.com.

To stop receiving SMS or MMS messages you have previously authorized to receive, please notify your representative, or contact the SPF corporate home office by e-mail to: complianceadmin@cusonet.com or by phone to: (877) 287-6638 (Option 2 - Compliance Department).

Electronic messages cannot be used for trade instructions. To request, authorize or affect the purchase or sale of an investment through SPF, please contact your representative directly by phone or the SPF Home Office at (877) 287-6638 (Option 2 - Compliance Department).

SPF representatives do not provide tax or legal advice. Communications are not intended as tax or legal advice and should not be relied upon for the same. For specific tax or legal guidance, always consult with a qualified professional.

For the avoidance of ambiguity, SPF has disabled emoji icons for business text communications. Any emoji icon included in a text will not be received by SPF.

SPF business text communications are intended for an individual recipient, as a result group texting capabilities have been disabled.